November 17, 2021

Top Financial Services News of the Day

Toshiba Scandal Emboldens Foreign Investors Pushing Change in Japan 

Activist investors held stakes at half of the Nikkei 225, and funds have poured in seeking greater returns.

SEC Charges JPMorgan Unit Neovest for Operating as Unregistered Broker-Dealer 

The electronic-trading platform agreed to pay a $2.75 million fine for failing to register as a broker-dealer.

New Jersey Attorney General Chosen as SEC Enforcement Director 

The U.S. Securities and Exchange Commission said it would tap New Jersey Attorney General Gurbir Grewal to lead its efforts to police Wall Street.

Singapore Central Bank's FY 2021 Total Income Declines 

The Monetary Authority of Singapore’s total income stood at $6.39 billion in the financial year ended March 31, as interest income and realized capital gains were offset by negative currency translation effects, the central bank…

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